According to reports (report by Qu Dehuai), on February 23, the Beijing Securities Regulatory Bureau held a jurisdictional futures supervision work conference. Wang Jianping, director of the Beijing Securities Regulatory Bureau, conveyed the speech of Guo Shuqing, chairman of the CSRC at the 2012 National Securities and Futures Supervision Work Conference and the special speech of Jiang Yang, assistant chairman at the conference. He required all institutions in the jurisdiction to seriously study and thoroughly implement the spirit of the national securities and futures supervision work conference, seize opportunities, explore innovations, closely revolve around the fundamental requirement of serving the real economy, innovate service methods, actively cultivate institutional investors, provide feasible solutions for industrial enterprises to manage risks and hedge, and continuously open up new situations for the reform and development of the local futures industry.
Wang Jianping pointed out that in 2012, the jurisdiction's futures supervision work would be carried out according to the guiding ideology of "playing an orientation role, implementing prudent supervision concepts, adhering to law-based administration, promoting the development norms of institutions in the jurisdiction, enhancing overall competitiveness, transforming development methods, focusing on protecting investor interests, and achieving continuous healthy development of the industry." Institutions in the jurisdiction need to achieve five enhancements: first, enhance intermediary service capabilities and improve the level of service to the real economy; second, enhance innovation vitality and efficiency, and improve the comprehensive competitiveness of institutions, including gold investment; third, enhance company compliance operation levels and effectively protect the legitimate rights and interests of investors; fourth, enhance the company's risk prevention capabilities and ensure the stable operation of the local futures market; fifth, enhance the self-consciousness of integrity construction and improve the company's self-restraint mechanism.
At the meeting, Lu Qian, assistant director of the Beijing Securities Regulatory Bureau, introduced that in 2011, the number of futures institutions in the Beijing jurisdiction steadily increased, and capital strength gradually improved. Eight companies completed capital increases totaling 872 million yuan, with net capital reaching 5.133 billion yuan, an increase of 21% over the previous year; the number of investors in the jurisdiction steadily increased to 227,000 people, growing by 26%; customer margin funds for futures companies amounted to 29.47 billion yuan, accounting for 19.8% of the national total; the jurisdiction's business departments absorbed 8.128 billion yuan in customer margin funds and handled transactions worth 8.18 trillion yuan, increasing by 12% and 3%, respectively, compared to the previous year.
Lu Qian expressed that the jurisdiction's futures companies should rely on "four key points" to further achieve new breakthroughs in development standards: first, focus on strengthening compliance operations and talent reserves to comprehensively lay a solid foundation for corporate innovation and development. Second, focus on promoting business model innovation to further enhance intermediary service levels. Third, focus on strengthening risk prevention work to actively maintain the stability of the capital's economic and social situation. Fourth, focus on playing the role of self-regulatory organizations to continuously improve the level of investor education and integrity construction.
It was introduced that in 2012, the Beijing Securities Regulatory Bureau would launch the "Provisional Measures for the Classification Supervision of Futures Business Departments in the Beijing Jurisdiction", strengthen guidance and supervision of business departments in the jurisdiction, achieve differentiated supervision, and improve regulatory efficiency. At the same time, it will also use the futures chamber of commerce to establish an integrity management platform for intermediaries, increase constraints on the professional behavior of intermediaries, prevent risks associated with intermediaries managing wealth on behalf of clients, and truly strengthen the protection of investors, purifying the operating environment of the Beijing futures industry.
Shared to: Welcome to comment, I want to comment, Futures Investment Analysis, Futures Software Download http://www.qihuoyijia.com Futures Account Opening Guide